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Proceedings of Research Works 1998

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HOLOTA, Petr

APRIORI ESTIMATES OF THE DISTURBING POTENTIAL IN THE SOLUTION OF THE GEODETIC BOUNDARY VALUE PROBLEM

Proceedings of Research Works 1998. - Roè.44. - Zdiby : VÚGTK, 1998. - S.45-53. - ISBN 80-85881-10-1



Abstract. The purpose of this paper is to discuss apriori estimates (bounds) for the disturbing potential and its part representing higher degree harmonic components. An estimate was also obtained for a horizontal component of the gradient of the disturbing potential. The disturbing potential was treated as a solution of the geodetic boundary value problem and the estimates are considered in terms of the norm assigned to Lebesgue's space of square integrable functions on the boundary of the solution domain.

Abstrakt. Èlánek pojednává o apriorních odhadech (mezích) pro poruchovœ potenciál a jeho çást representující vyšší harmonické komponenty. Odhad byl získán i pro horizontální komponentu gradientu poruchového potenciálu. Poruchovœ potenciál je chápán jako øešení geodetického okrajového problému a odhady jsou uvaÅovány ve smyslu normy v Lebesgueov³ prostoru funkcí integrovatelnœch s druhou mocninou na hranici oblasti øešení.

Introduction

Geodetic computations mostly have a quantitative character and a numerical realization of various quantities or functions represents a target to be achieved. Nevertheless any computation and also the computation of the (quasi-)geoid has also its functional-analytic aspect bearing a qualitative nature.

For illustration recall Stokes' problem in the exterior SR of a sphere of radius R, i.e. in SR º {x Î R3; |x| > R}. Here |x| = (åi = 13xi2)1/2 and xi, i = 1,2,3, are rectangular Cartesian coordinates in Euclidean three-dimensional space R3. The solution of the problem is sought as a function T which is harmonic in SR and such that

T
|x|
(x) + 2 T(x) = áx,grad T(x)ñ+ 2 T(x) = - R Dg(x)     for     |x| = R ,
(1)
where á ,ñ means the scalar product. If we expand T and Dg in spherical harmonics, i.e.,

T(x) = ¥
å
n = 0 
æ
ç
è
R
|x|
ö
÷
ø
n+1

 
Tn æ
ç
è
x
|x|
ö
÷
ø
   and   Dg = ¥
å
n = 0 
Dgn,
(2)
where Tn and Dgn are Laplace's surface harmonics of degree n, it follows then that for |x| = R we have

T(x) = T1 æ
ç
è
x
|x|
ö
÷
ø
+ ¥
å
n = 0,n not = 1 
R
n-1
 Dgn æ
ç
è
x
|x|
ö
÷
ø
 ,
(3)
provided that Dg1 = 0. Thus T is determined apart from the first degree harmonic component T1. Note, however, that for the well known (physical) reasons associated with the position of center of the coordinate system we usually put T1 = 0.

Let now SR be the boundary of SR. Under the above notation we easily deduce that

ó
õ


SR 
T2 dS £ R2 ¥
å
n = 0,n not = 1 
ó
õ


SR 
(Dgn)2 dS = R2 ó
õ


SR 
(Dg)2 dS
(4)
which implies

||T||L2(SR) £ R||Dg||L2(SR) ,
(5)
where ||.||L2(SR) means the norm of a function from L2(SR), i.e. from the space of square integrable functions on SR . (In the title we have taken the liberty of replacing the latin a priori with the single apriori for estimates of this kind.)

In case that a part of the solution represented by low degree harmonics is known (e.g. from global geopotential models), we can split T as T = T¢+ T¢¢, where

T¢(x) = N
å
n = 0 
æ
ç
è
R
|x|
ö
÷
ø
n+1

 
Tn æ
ç
è
x
|x|
ö
÷
ø
 ,  T¢¢(x) = ¥
å
n = N+1 
æ
ç
è
R
|x|
ö
÷
ø
n+1

 
R
n-1
 Dgn æ
ç
è
x
|x|
ö
÷
ø
(6)
and N > 1. Hence

ó
õ


SR 
(T¢¢)2 dS £ æ
ç
è
R
N
ö
÷
ø
2

 
¥
å
n = N+1 
ó
õ


SR 
(Dgn)2 dS £ æ
ç
è
R
N
ö
÷
ø
2

 
ó
õ


SR 
(Dg)2 dS
(7)
and it is obvious that

||T¢¢||L2(SR) £ R
N
 ||Dg||L2(SR) 
(8)
which in contrast to (4) is a more favourable estimate. It gives also a possibility to estimate how T¢¢ may change in dependence on an incremental change of Dg. Indeed, due to the linearity of Stokes' problem we have

||dT¢¢||L2(SR) £ (R/N)||d(Dg)||L2(SR), where dT¢¢ and d(Dg) are the incremental changes of T¢¢ and Dg, respectively. Recall, however, that similarly as above we have to suppose that d(Dg1) = 0.

Finally, putting [ . ] = w-1/2|| . ||L2(SR), where w = 4pR2 means the area of the sphere SR, we also have

dT¢¢ ] £ (R/N) d(Dg) ] .


Example 1. The preceeding inequality contains some parameters. Numerically, taking e.g. d(Dg) ] = 10-5 ms-2 (i.e. 1 mgal), R = 6378 km and N = 100, we obtain that dT¢¢ ] £ 0.64 m2s-2. Moreover, dividing this inequality by g = 9.8 ms-2, we arrive at dT¢¢ ]/g £ 0.06 m, which enables us to interpret our apriori estimate of dT¢¢ ] in a more telling way, i.e. in terms of geoid undulations.

In reality (Molodensky's problem) the solution domain does not coincide with the exterior of the sphere and in the boundary condition the direction of the derivative is not perpendicular to the boundary. In consequence the orthogonal decomposition of T (i.e., T = T¢+ T¢¢) and of the right hand side Dg as used in (6) does not hold anymore. A more general approach is needed.

Let U stand for the potential of the normal gravity of the Earth and DW and Dg be the potential and the (vectorial) gravity anomaly, respectively. These anomalies are related to U and to an adopted model of the Earth surface. We will denote the exterior of this model by W and recall that for the boundary W of W we usually use the term ``telluroid''. Moreover, we will assume that W¢ = R3 - [` (W)] (where [`(W)] means the closure of W) is a starshaped domain at the origin with the Lipschitz boundary such that áx,nñ > 0 for almost all x Î W and n denoting the outer unit normal of W, see (Holota, 1996; 1997a,b).

Now we are ready to write that in general the problem is to find T which is harmonic in W and such that

áh,grad Tñ+ T = f    on    W ,
(9)
where f = DW + áh,Dgñ. The vector

h = - [Mij]-1grad U, provided that for

[Mij] = [2U/xixj] and x Î W the Hessian: det [Mij(x)] not = 0 . Note that for the standard choice of U the vector h is close to x/2.

As is well-known for an arbitrary constant vector c the function u = ác,grad Uñ is harmonic in W and represents a non-trivial solution of (9) in case of f = 0. Recall, however, that this solution is ruled out by the following asymptotic condition

T(x) = c/|x| + O(|x|-3)    for    x® ¥ .
(10)
It completes the formulation of the problem. Here c is a constant and O means the usual Landau symbol. For reasons associated with our direct approach, we still put

s = háh,nñ-1 , c = áh,nñ-1 , g = - fáh,nñ-1 , provided that áh,nñ-1 not = 0 on W, cf. (Holota, 1996, 1997a). Under this notation (9) turns into

ás,grad Tñ+ cT = - g    on    W .       (9)¢
Finally, note that this paper is an extended version of (Holota, 1997c).

Horizontal Component of the Gradient

In geodesy and in a number of related areas (e.g. in inertial navigation) we frequently need also information concerning the regularity of T along the boundary of SR. In other words we need an estimate of

( Tt )2 = 1
R2
  æ
ç
è
T
f
ö
÷
ø
2

 
+ 1
R2cos2f
  æ
ç
è
T
l
ö
÷
ø
2

 
(11)
which on SR is the squared magnitude of the total horizontal component of the gradient of T. We try to get it in terms of the space L2(SR). This has an important interpretation since with a high accuracy we can put
ó
õ


SR 
( Tt )2 dS = g2 ó
õ


SR 
x2 + h2 ) dS ,
(12)
where x, h are the components of the deflection of the vertical in the meridian and in the prime vertical.

As a starting point we use the following identity

0 = ó
õ


SR 
2|x| u
|x|
Du dx = ó
õ


SR 
|grad u|2 dx+ R ó
õ


SR 
é
ê
ë
 ut2 - æ
ç
è
u
|x|
ö
÷
ø
2

 
  ù
ú
û
 dS
(13)
valid for any harmonic function u in SR which is continuous together with its derivatives up to the boundary SR, see (Hörmander, 1975) or (Moritz, 1977). Thus it holds also for the solution of Stokes' problem. When in addition Stokes's boundary condition is used, it follows that

ó
õ


SR 
Tt2 dS = ó
õ


SR 
æ
ç
è
Dg + 2
R
T ö
÷
ø
2

 
dS- 1
R
ó
õ


SR 
| grad T |2 dx
(14)
and subsequently

ó
õ


SR 
Tt2 dS = 2
R2
ó
õ


SR 
T2 dS+ 3
R
ó
õ


SR 
Dg dS+ ó
õ


SR 
(Dg)2 dS
(15)
since

ó
õ


SR 
| grad T |2 dx- 2
R
ó
õ


SR 
T2 dS = - ó
õ


SR 
æ
ç
è
  T
|x|
+ 2
R
 T  ö
÷
ø
T dS = ó
õ


SR 
Dg dS
(16)
for T being the solution of Stokes' problem. Using now inequality (4) from the introduction, we arrive at

ó
õ


SR 
Tt2 dS £ 6 ó
õ


SR 
(Dg)2 dS .
(17)
Similarly, in the case of the residual disturbing potential T¢¢, using inequality (7), we easily deduce that

ó
õ


SR 
(T¢¢t)2 dS £ c ó
õ


SR 
(Dg)2 dS ,
(18)
where for N ® ¥

c = 1 + 3
N
+ 2
N2
® 1
(19)
monotonously from above. This, however, does not represent such a strong improvement as in the case of T and T¢¢, cf. inequality (7). The obvious interpretation is that the use of high degree geopotential models does not diminish the local variability of T¢¢ (i.e. derivatives of T¢¢) in such a measure like in the case of the value of the residual disturbing potential T¢¢.

A Non-Spherical Case

Let T be a harmonic function in W such that it satisfies the boundary condition (9)¢. Suppose that SR º {x Î R3; |x| > R} is contained in W. Now in analogy to the spherical case, we split T into two parts: T¢, represented by a finite sum of low degree harmonics and T¢¢ which is harmonic in W and such that asymptotically

T¢¢(x) = O(|x|-N-2)    for    x® ¥ .
(20)

Thus T = T¢+ T¢¢. Assuming now that T¢ is known, we try to estimate T¢¢ in terms of the norm || . ||L2(W) of the space L2(W), i.e., our aim is to find an upper bound for

||T¢¢||L2(W) = é
ë
  ó
õ


W 
(T¢¢)2 dS  ù
û
1/2
 
 .
(21)

For this purpose we multiply equation (9)¢ by T¢¢ and integrate it over W. We obtain

((T¢¢,T¢¢)) = ó
õ


W 
_
g
 
 T¢¢ dS ,
(22)
where

((T¢¢,T¢¢)) = - ó
õ


W 
T¢¢ás,grad T¢¢ñ dS - ó
õ


W 
c·(T¢¢)2 dS
(23)
and [`g] = g +ás,grad T¢ñ+ cT¢, which in terms of (9)¢ represents a reduced right hand side. Moreover, following (Holota, 1996,1997b), we can write for the first integral on the right hand side of (23) that

- ó
õ


W 
T¢¢ás,grad T¢¢ñ dS = ó
õ


W 
|grad T¢¢|2 dx- 1
2
ó
õ


W 
L·(T¢¢)2 dS ,
(24)
where L = ácurl(n×s),nñ .


Remark 1. For the harmonic T¢¢ (24) represents a generalized version of Green's identity. Indeed, for s = n we have L = 0 and in this case (24) is a consequence of the usual Green's identity. In (Holota, 1996, 1997b) we can also find a geometrical interpretation of L.

For ((T¢¢,T¢¢)) we now have

((T¢¢,T¢¢)) = ó
õ


W 
|grad T¢¢|2 dx+ ó
õ


W 
K·(T¢¢)2 dS ,
(25)
where

K = - c- L/2 . In the sequel we will need a lower estimate of ((T¢¢,T¢¢)) and an upper estimate for the right hand side in (22).

A Lower Estimate

Putting D = W- [`(S)]R, we can write

((T¢¢,T¢¢)) ³ ó
õ


SR 
|grad T¢¢|2 dx+ ó
õ


D 
|grad T¢¢|2 dx-k ó
õ


W 
áx,nñ·(T¢¢)2 dS ,
(26)

where

k = supess[ áx,nxñ-1|K(x)| ] .
(27)

x Î W

Here we suppose that in computing the essential supreme value we deal with a Lebesgue measurable function defined and bounded almost everywhere on W. (Loosely speaking, we can say that k does not reflect extremes achieved on sets of a zero Lebesgue measure.) In addition from Green's identity, we deduce that

ó
õ


W 
áx,nñ·(T¢¢)2 dS = R ó
õ


SR 
(T¢¢)2 dS - 3 ó
õ


D 
(T¢¢)2 dx- ó
õ


D 
áx,grad (T¢¢)2ñ dx ,
(28)
where the third integral on the right hand side can be estimated by means of the inequality |ab| £ ea2/2 + b2/2e with an arbitrary e > 0. Hence, using still grad (T¢¢)2 = 2T¢¢grad T¢¢ and recalling that |x| £ R on D, we have

ó
õ


W 
áx,nñ·(T¢¢)2 dS £ R ó
õ


SR 
(T¢¢)2 dS + (e- 3) ó
õ


D 
(T¢¢)2 dx+ R2
e
ó
õ


D 
|grad T¢¢|2 dx
(29)
and is clear that for e = 3 eq. (29) results in

ó
õ


W 
áx,nñ·(T¢¢)2 dS £ R ó
õ


SR 
(T¢¢)2 dS + R2
3
ó
õ


D 
|grad T¢¢|2 dx .
(30)
This immediately yields
((T¢¢,T¢¢)) ³ (((T¢¢,T¢¢))) + æ
ç
è
1 - kR2
3
ö
÷
ø
ó
õ


D 
|grad T¢¢|2 dx
(31)
with
(((T¢¢,T¢¢))) = ó
õ


SR 
|grad T¢¢|2 dx- kR ó
õ


SR 
(T¢¢)2 dS .
(32)

Our problem now is to examine (((T¢¢,T¢¢))). In SR we expand T¢¢ in spherical harmonics, i.e.,

T¢¢(x) = ån = N+1¥(R/|x|)n+1T¢¢n(x/|x|), where the summation starts with n = N + 1 in view of (20). We know that

ó
õ


SR 
(T¢¢)2 dS = ¥
å
n = N+1 
ó
õ


SR 
(T¢¢n)2 dS .
(33)
Simultaneously, using Green's identity, we easily deduce

(((T¢¢,T¢¢))) = 1
R
¥
å
N+1 
(n + 1 - kR2) ó
õ


SR 
(T¢¢n)2 dS .
(34)
Hence, assuming that

N + 2 - kR2 > 0 and putting C(N) = (N + 2 - kR2)/R, we arrive at

(((T¢¢,T¢¢))) ³ C(N) ó
õ


SR 
(T¢¢)2 dS .
(35)


Remark 2. In (Holota, 1996) the existence, uniqueness and stability of the solution of our oblique derivative boundary value problem have been proved for 3 - kR2 > 0. Thus N + 2 - kR2 > 0 for N > 1 is even a less restrictive assumption.

The last inequality together with (31) now yields

((T¢¢,T¢¢)) ³ C(N) ó
õ


SR 
(T¢¢)2 dS + æ
ç
è
1 - kR2
3
ö
÷
ø
ó
õ


D 
|grad T¢¢|2 dx ³

³ 3 - kR2
3R
é
ë
 (N + 2) ó
õ


SR 
(T¢¢)2 dS +R ó
õ


D 
|grad T¢¢|2 dx  ù
û
 .
(36)
and it is obvious that
((T¢¢,T¢¢)) ³ 3 - kR2
R2
ó
õ


W 
áx,nñ·(T¢¢)2 dS
(37)
in view of (30). Finally, recalling that áx,nxñ is positive for almost all x Î W (according to the assumption made in the introduction), we can conclude that
((T¢¢,T¢¢)) ³||T¢¢||L2(W)2   with    c = 3 - kR2
R2
 
inf
x Î W 
áx,nxñ ] .
(38)

An Estimate of the Solution

As already mentioned we need an upper estimate of the right hand side of (22). It follows immediately from Hölder's inequality. Indeed,

ó
õ


W 
_
g
 
 T¢¢ dS £ || _
g
 
||L2(W)||T¢¢||L2(W) .
(39)
Now combining (22), (38) and (39), we obtain

||T¢¢||L2(W)2 £ ((T¢¢,T¢¢)) = ó
õ


W 
_
g
 
 T¢¢ dS £ || _
g
 
||L2(W)||T¢¢||L2(W) .
(40)
In consequence

||T¢¢||L2(W) £ c-1  || _
g
 
||L2(W)
(41)
and evidently also ||dT¢¢||L2(W) £ c-1 ||d[`g]||L2(W). Note that for W of mild slopes and curvatures and for a standard choice of the normal potential the coefficient k is close to 2/R2 and áx,nxñ does not differ from R strongly. Thus with some approximation c-1 is close to R. This, however, yields an estimate on the level of efficiency as in (5). Naturally, recalling (8), we expected more, i.e. a smaller factor in front of the norm on the right hand side. We attempt to approach this problem in the next section.

An Improved Estimate of an Approximate Solution in a Finite Dimensional Space

Inspecting our computations, we can see that in (37) we have not made full use of the favourable value of the factor C(N). Indeed, the coefficients in (30) are not well balanced with C(N) and (1 - kR2)/3 in (36). Therefore, our aim is to modify (30).

In (29) we first try to estimate òD(T¢¢)2 dx by means of òSR(T¢¢)2 dS. This, however, is associated with the non-stability of the downward continuation problem. The estimate maybe obtained, but for T¢¢ smoothed up to a certain degree only. In order to smooth T¢¢ we will confine ourselves to a finite range of its spherical harmonic components, i.e., in D we will approximate T¢¢ by means of

T*(x) = nmax
å
n = N+1 
æ
ç
è
R
|x|
ö
÷
ø
n+1

 
T¢¢n æ
ç
è
x
|x|
ö
÷
ø
(42)
and will assume that nmax can be sufficiently high. Moreover, to improve conditions for the computation of the desired estimate, we put

Tn* = (R/R0)n+1T¢¢n , where R0 is a greatest radius such that D is contained in SR0 º {x Î R3; |x| > R0}. Thus,

T*(x) = nmax
å
n = N+1 
æ
ç
è
R0
|x|
ö
÷
ø
n+1

 
Tn* æ
ç
è
x
|x|
ö
÷
ø
 .
(43)
We evidently have

ó
õ


SR 
(T*)2 dS = R2 nmax
å
n = N+1 
qn+1 ó
õ


S1 
(Tn*)2 dS ,
(44)
where q = R0/R and by direct computation we obtain

ó
õ


D 
(T*)2 dx £ ó
õ


R £ |x| £ R0 
(T*)2 dx = R03 nmax
å
n = N+1 
1 - q2n-1
2n - 1
ó
õ


S1 
(Tn*)2 dS .
(45)
Comparing now (44) and (45), we see clearly that we cannot deduce the desired estimate for a full spectrum of harmonics since qn+1 ® 0 for n ® ¥. Therefore, we will rather look for a smallest positive constant c*, such that

R03 1 - q2n-1
2n - 1
£ c*R2qn+1   for    n = N + 1, N + 2, ... , nmax .
(46)
In other words, putting (after some arrangement)

f(q,n) = 1 - q2n-1
(2n - 1)qn-2
 ,
(47)
we are looking for the smallest c*, such that

Rf(q,n) £ c*   for    n = N + 1, N + 2, ... , nmax .
(48)
Note that f(1,n) = 0 for all n. Thus for q = 1 we can put c* = 0.

In order to make the situation more transparent we give below several values of f(q,n) for R = 6378 km and R0 = 6356 km, i.e. for q = 0.9965506 :

f(q,0)      =  0.0034 f(q,1000)  =  0.0157 f(q,2000)  =  0.2490
f(q,500)  =  0.0054 f(q,1500)  =  0.0590 f(q,2500)  =  1.1213

Inspecting the table of f(q,n) quickly and taking e.g. nmax = 1000, we can put c* = 0.016 R. Hence for the mentioned parameters

ó
õ


D 
(T*)2 dx £ 0.016 R ó
õ


SR 
(T*)2 dS 
(49)
which enables to modify (29) as follows:

ó
õ


W 
áx,nñ·(T*)2 dS £ R[ 1 + 0.016(e- 3) ] ó
õ


SR 
(T*)2 dS + R2
e
ó
õ


D 
|grad T*|2 dx .
(50)
Moreover, putting e.g. e = 22, we obtain

ó
õ


W 
áx,nñ·(T*)2 dS £ 1.30R ó
õ


SR 
(T*)2 dS + R2
22
ó
õ


D 
|grad T*|2 dx .
(51)
Going now back to (36) and interpreting it for T* and N = 20, we obtain

((T*,T*)) ³ 22 (3 - kR2)
3R
é
ê
ë
  ó
õ


SR 
(T*)2 dS + R
22
ó
õ


D 
|grad T*|2 dx  ù
ú
û
 ,
(52)
which in combination with (51) yields

((T*,T*)) ³ 22 (3 - kR2)
3·1.30 R2
 
inf
x Î W 
áx,nxñ ] ||T*||L2(W)2 .
(53)
Finally, recalling (39) which holds for T* as well, we can conclude that
||T*||L2(W) £ 0.17 c-1|| _
g
 
||L2(W) ,
(54)
provided that N = 20, nmax = 1000, R = 6378 km and R0 = 6356 km. This estimate is somewhat weaker than that resulting from (8) for the same parameters in the spherical case, but it shows again the desired effect associated with the use of geopotential models.

Acknowledgements. The work on this paper has been supported by the Grant Agency of the Czech Republic through Grant No. 205/96/0956. This support is gratefully acknowledged.

References

Holota P. (1996). Variational methods for quasigeoid determination. In: Tziavos, I.N. and Vermeer, M. (eds.), Techniques for Local Geoid Determination, Proc. Session G7, EGS XXI Gen. Assembly, The Hague, The Netherlands, 6-10 May, 1996, Reports of the Finnish Geodetic Inst. No. 96:2, Masala, 1996, pp 9-21.

Holota P. (1997a). Variational methods for geodetic boundary value problems. In: Sansò, F. and Rummel R. (eds.), Geodetic Boundary Value Problems in View of the One Centimeter Geoid, Lecture Notes in Earth Sciences, Springer, Berlin etc., pp 468-481.

Holota P. (1997b). Coerciveness of the linear gravimetric boundary-value problem and a geometrical interpretation. Journal of Geodesy 71: pp 640-651.

Holota P. (1997c). Apriori estimates of the solution of the geodetic boundary value problem. Int. Assoc. of Geodesy Symposia, Springer, Berlin etc. (accepted, 1997).

Hörmander L. (1975). The boundary problems of physical geodesy. The Royal Inst. of Technology, Division of Geodesy, Stockholm, 1975; also in Archive for Rational Mechanics and Analysis 62(1976), pp. 1-52.

Moritz H. (1977). Recent developments in the geodetic boundary-value problem. Reports of the Dept. of Geod. Sci., Report No. 266, The Ohio State Univ., Columbus.


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